, and corrective actions. Requirements : Proven experience (min. 5 years) as a Compliance Officer in stock broking firms... of Compliance. In this pivotal position, the successful candidate will be responsible for overseeing and leading the Compliance...
NX Block Trades Pvt Ltdplatform - Dhan (www.dhan.co) Dhan is a consumer first - stock broking platform, built to ensure we deliver an incredible... broking company. Manage and oversee the preparation of tax returns and ensure compliance with tax regulations. (TDS and GST...
Raise Financial ServicesJob Summary As a Risk Management Officer for a stock broking firm, your primary responsibility is to identify, assess... losses, and implementing risk management tools and technologies. Ensure compliance with regulations: You will need to stay up...
WORKQUEST GLOBAL PRIVATE LIMITED.Com, M.Com, CA, CS, ICWA Role : Finance & Accounts Officer Industry Type : Banking / Financial Services / Stock Broking... Book Of Accounts Maintain Responsible For Bank Reconciliation H.O Accounts Reconciliation Stock Transfer Inter Branch...
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